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Compliance Officer Jobs

17 matches | 1 - 17 displayed
  1  
date  location  job detail
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Dec 27,2019 USA-GA-Atlanta Real Estate Compliance Manager
\n\nJob Description\nJob Description\rOur client, a growing real estate company has an immediate need for a Real Estate Compliance Manager. This is a leadership position and will have 2 or 3 direct reports. Ideal candidate will be an Attorney or Sr. Paralegal with extensive experience in residential
Jan 02,2020 USA-TX-Irving Chief Compliance Officer Corporate Counsel
\n\nJob Description\nResponsibilitiesThe Chief Compliance Officer (CCO), Corporate Counsel will provide day-to-day and strategic oversight and management of the Company compliance program.  This position will design and implement an effective compliance program along with providing technical and pr
Jan 07,2020 USA-CA-Pasadena Chief Compliance Officer
\n\nJob Description\nDescription: The Chief Compliance Officer (CCO) for Company School of Medicine is responsible for the development, implementation and on-going management of an effective ethics and compliance program to fulfill the School of Medicine-s needs and to meet regulatory requirements.
Jan 09,2020 USA-OK-Tulsa Sr. Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 09,2020 USA-OK-Oklahoma City Sr. Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 10,2020 USA-OK-Enid Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 10,2020 USA-OK-Enid Compliance Officer Job
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing, generate report
Jan 23,2020 USA-LA-Baton Rouge Trial Level Compliance Officer
Job Details
Trial Level Compliance Officer
Salary
Depends on Qualifications
Location
Baton Rouge, LA
Baton Rouge, LA
Job Type
Unclassified
Department
Gov-LA Public Defender Board
Job Number
LPDB 012720 AD
Closing date and time
Continuous
Description
Benefits
Supplemental Information
The Louisiana Pu
Jan 23,2020 USA-LA-Baton Rouge Trial Level Compliance Officer
Job Details
Trial Level Compliance Officer
Salary
Depends on Qualifications
Location
Baton Rouge, LA
Baton Rouge, LA
Job Type
Unclassified
Department
Gov-LA Public Defender Board
Job Number
LPDB 012720 AD
Closing date and time
Continuous
Description
Benefits
Supplemental Information
The Louisiana Pu
Feb 05,2020 USA-OR-Portland VP General Counsel & Chief Compliance Officer
\n\nJob Description\nTo support our company?s rapid growth, the Chief Financial Officer/Chief Operating Officer is seeking a stellar VP, General Counsel/Chief Compliance Officer to be responsible for the development and execution of legal and compliance functions.  This senior leadership role wil
Feb 05,2020 USA-OH-Attica Chief Legal Counsel & Compliance Officer
Job Description\nResponsible for advising the Bank regarding legal, compliance, and bank regulatory issues for the Bank's business and operations, including Company's growing payments line of business. Qualifications:Education:     JD.Licenses/Certifications:         Active license to
Feb 05,2020 USA-NJ-Atlantic City Chief Compliance Officer
Job Description\nThe Chief Compliance Officer (CCO) is responsible for the daily operations of the approved compliance review and reporting system in accordance with the N.J.A.C. 13:69C-8:8 and ensuring the integrity of Ocean Casino Resort?s property-wide compliance efforts.  This role will repo
Feb 05,2020 USA-OR-Portland VP General Counsel & Chief Compliance Officer
\n\nJob Description\nTo support our company?s rapid growth, the Chief Financial Officer/Chief Operating Officer is seeking a stellar VP, General Counsel/Chief Compliance Officer to be responsible for the development and execution of legal and compliance functions.  This senior leadership role wil
Feb 05,2020 USA-OH-Attica Chief Legal Counsel & Compliance Officer
Job Description\nResponsible for advising the Bank regarding legal, compliance, and bank regulatory issues for the Bank's business and operations, including Company's growing payments line of business. Qualifications:Education:     JD.Licenses/Certifications:         Active license to
Feb 05,2020 USA-NJ-Atlantic City Chief Compliance Officer
Job Description\nThe Chief Compliance Officer (CCO) is responsible for the daily operations of the approved compliance review and reporting system in accordance with the N.J.A.C. 13:69C-8:8 and ensuring the integrity of Ocean Casino Resort?s property-wide compliance efforts.  This role will repo
Feb 15,2020 USA-MD-Baltimore Compliance Officer - Life Insurance
One of our best clients, a leading Life Insurance company, is searching for an experienced Compliance Officer. The primary role of this position is to establish (along with the CRO) best practices for Compliance, Regulatory and Risk Management at the enterprise level. Strong relationship building an
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